Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Mark Steinberg | 2847834 | 1 | 04/26/2002 | Customer Dispute | Denied | $348,000.00 | $0.00 | See FINRA Report |
| Cary L Morris | 2659791 | 3 | 04/26/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Victoria C Silver | 1745001 | 1 | 04/23/2002 | Customer Dispute | Denied | $5,389.00 | $0.00 | See FINRA Report |
| Donald Malcolm Kerr | 1583146 | 4 | 04/22/2002 | Customer Dispute | Denied | $137,673.00 | $0.00 | See FINRA Report |
| John Michael Onufro | 1045133 | 2 | 04/17/2002 | Customer Dispute | Closed-No Action | $37,000.00 | $0.00 | See FINRA Report |
| April Latimer Heron | 1901227 | 3 | 04/17/2002 | Customer Dispute | Denied | $74,701.40 | $0.00 | See FINRA Report |
| Robert Neil Blendu | 1521984 | 2 | 04/17/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Jack Gerard Burke | 730402 | 1 | 04/16/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Hale | 2068694 | 1 | 04/16/2002 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Cardenas | 1486322 | 2 | 04/15/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |