Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Paul William Mayer | 1251247 | 3 | 05/02/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Ian Noble Wilt | 1087665 | 2 | 05/02/2002 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
Ronald Barry Nadel | 1251276 | 3 | 05/01/2002 | Customer Dispute | Denied | $331,000.00 | $0.00 | See FINRA Report |
Reuben Salwen Birnbaum | 1375364 | 1 | 05/01/2002 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
Everett Paul Samuels | 2201758 | 5 | 05/01/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Joel Alan Margolis | 1782719 | 1 | 05/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Steven Walter Hiorns | 1148588 | 4 | 04/30/2002 | Customer Dispute | Settled | $234,932.00 | $0.00 | See FINRA Report |
David Shannon Armstrong | 2777883 | 2 | 04/30/2002 | Customer Dispute | Denied | $6,527.00 | $0.00 | See FINRA Report |
Ron Richard Fetsch | 1347332 | 4 | 04/29/2002 | Customer Dispute | Denied | $13,788.00 | $0.00 | See FINRA Report |
Christian Vladimirovich Cherniak | 2437501 | 4 | 04/29/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |