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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 3,641-3,650 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Paul William Mayer1251247305/02/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Ian Noble Wilt1087665205/02/2002Customer DisputeSettled$10,000.00$0.00See FINRA Report
Ronald Barry Nadel1251276305/01/2002Customer DisputeDenied$331,000.00$0.00See FINRA Report
Reuben Salwen Birnbaum1375364105/01/2002Customer DisputeSettled$800,000.00$0.00See FINRA Report
Everett Paul Samuels2201758505/01/2002Customer DisputeSettled$0.00$0.00See FINRA Report
Joel Alan Margolis1782719105/01/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Steven Walter Hiorns1148588404/30/2002Customer DisputeSettled$234,932.00$0.00See FINRA Report
David Shannon Armstrong2777883204/30/2002Customer DisputeDenied$6,527.00$0.00See FINRA Report
Ron Richard Fetsch1347332404/29/2002Customer DisputeDenied$13,788.00$0.00See FINRA Report
Christian Vladimirovich Cherniak2437501404/29/2002Customer DisputeWithdrawn$0.00$0.00See FINRA Report

4,993 Results

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