Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Lawrence Halpern | 234602 | 11 | 05/24/2002 | Customer Dispute | Withdrawn | $16,000.00 | $0.00 | See FINRA Report |
| Craig Moss | 1094615 | 2 | 05/24/2002 | Customer Dispute | Settled | $309,158.00 | $0.00 | See FINRA Report |
| Andrew Joseph Sepulveda | 2323904 | 1 | 05/24/2002 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Michael Albert Hart | 3113322 | 1 | 05/24/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Chamberlain Reed | 2559663 | 1 | 05/23/2002 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Francis James Aurino | 1754375 | 2 | 05/23/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Fezza | 1133552 | 5 | 05/22/2002 | Customer Dispute | Denied | $41,000.00 | $0.00 | See FINRA Report |
| Andrew Lawrence Cushman | 1989911 | 2 | 05/22/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Donald Stephen Delahunt | 1972849 | 8 | 05/21/2002 | Customer Dispute | Denied | $71,000.00 | $0.00 | See FINRA Report |
| Aaron Joseph McIntyre | 2223391 | 3 | 05/21/2002 | Customer Dispute | Withdrawn | $600,000.00 | $0.00 | See FINRA Report |