Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Lee Becraft | 2877734 | 1 | 05/31/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David A Tonk | 1777882 | 1 | 05/31/2002 | Customer Dispute | Award / Judgment | $836,300.00 | $0.00 | See FINRA Report |
| Lee Jay Dunayer | 1538383 | 5 | 05/31/2002 | Customer Dispute | Denied | $19,432.00 | $0.00 | See FINRA Report |
| Stephen Eric Malone | 822859 | 3 | 05/31/2002 | Customer Dispute | Closed-No Action | $14,000.00 | $0.00 | See FINRA Report |
| Brad S Stanek | 2345834 | 3 | 05/30/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Carlos B Wilder | 2427064 | 1 | 05/29/2002 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Thomas McCullott West | 2943745 | 1 | 05/28/2002 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Hilary Alexandra Kumble Freeman | 2419510 | 1 | 05/28/2002 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Kenneth Clark Jones | 2354947 | 2 | 05/28/2002 | Customer Dispute | Closed-No Action | $18,409.00 | $0.00 | See FINRA Report |
| Paul Thomas Pavelski | 1843721 | 4 | 05/28/2002 | Customer Dispute | Settled | $8,503.34 | $0.00 | See FINRA Report |