Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edwin McNeal Stamper | 3218582 | 2 | 06/11/2002 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Mark James Cordeiro | 2997598 | 2 | 06/10/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Timothy Richard Young | 2223089 | 1 | 06/10/2002 | Customer Dispute | Denied | $750,000.00 | $0.00 | See FINRA Report |
| Frank Johnston | 867418 | 3 | 06/10/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wendy Lynn Boswell | 2356935 | 1 | 06/07/2002 | Customer Dispute | Settled | $277,872.00 | $0.00 | See FINRA Report |
| Maria E Prego | 2337760 | 2 | 06/07/2002 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Michael Monatlik | 705932 | 5 | 06/06/2002 | Customer Dispute | Settled | $89,141.00 | $0.00 | See FINRA Report |
| Gilbert Zucker | 2505324 | 3 | 06/06/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Grant Wahe Lee | 1294336 | 1 | 06/03/2002 | Customer Dispute | Award / Judgment | $1,331,740.00 | $51,446.00 | See FINRA Report |
| Timothy Michael Keegan | 2692783 | 10 | 06/01/2002 | Customer Dispute | Closed-No Action | $27,000.00 | $0.00 | See FINRA Report |