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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 3,581-3,590 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Michael Lenderink2178670106/17/2002Customer DisputeDenied$1,468,000.00$0.00See FINRA Report
Christopher M Coyle2573947206/17/2002Customer DisputeSettled$345,153.00$0.00See FINRA Report
Cathy Diane Shattuck1822443706/13/2002Customer DisputeSettled$0.00$0.00See FINRA Report
Bruce E Hibma719438106/13/2002Customer DisputeSettled$38,500.00$0.00See FINRA Report
Charles Leo Dougherty710916106/13/2002Customer DisputeDenied$100,000.00$0.00See FINRA Report
Michael Patrick Murphy2751810306/13/2002Customer DisputeDenied$185,000.00$0.00See FINRA Report
Kal Viljo Jamsa703604306/13/2002Customer DisputeDenied$100,000.00$0.00See FINRA Report
Ruven Randall Rodriguez1962795106/13/2002Customer DisputePending$0.00$0.00See FINRA Report
Robert Allen Hickey2947030506/12/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Joseph Mannino1440613106/12/2002Customer DisputeSettled$55,241.00$0.00See FINRA Report

4,993 Results

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