Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Allen Hickey | 2947030 | 5 | 06/26/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Alan Shorr | 1148482 | 3 | 06/26/2002 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Howard K Wen | 2833693 | 6 | 06/25/2002 | Customer Dispute | Award / Judgment | $175,000.00 | $67,500.00 | See FINRA Report |
| Paul Arthur Chavenson | 1101754 | 6 | 06/25/2002 | Customer Dispute | Denied | $110,479.00 | $0.00 | See FINRA Report |
| Russell Alan Cowman | 1991594 | 3 | 06/24/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charlton Dale Hombs | 2324074 | 1 | 06/24/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Wing Hong Wong | 3104050 | 3 | 06/21/2002 | Customer Dispute | Settled | $53,558.80 | $0.00 | See FINRA Report |
| Carlos Francisco Fernandez | 2001383 | 3 | 06/21/2002 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Steven Irwin Gottlieb | 1292187 | 3 | 06/20/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tony Michael Penzone | 359945 | 10 | 06/19/2002 | Customer Dispute | Settled | $64,589.50 | $0.00 | See FINRA Report |