Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Brent Steichen | 3251521 | 1 | 07/01/2002 | Customer Dispute | Denied | $11,600.00 | $0.00 | See FINRA Report |
| Jeffery Lee Buzard | 4260734 | 1 | 07/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer Ann Crimmins | 2330253 | 1 | 07/01/2002 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Peter Sean Keller | 2437118 | 3 | 07/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Brian King | 2407898 | 1 | 07/01/2002 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Dee Rae Clarke | 2193771 | 1 | 07/01/2002 | Customer Dispute | Settled | $277,000.00 | $0.00 | See FINRA Report |
| Daniel Howard Bradley | 3120286 | 1 | 06/30/2002 | Customer Dispute | Denied | $20,143.00 | $0.00 | See FINRA Report |
| David Andrew Oscar | 2724198 | 6 | 06/28/2002 | Customer Dispute | Denied | $21,314.00 | $0.00 | See FINRA Report |
| Matthew Robin Zaft | 2765552 | 3 | 06/27/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Boyd Endres | 2985003 | 5 | 06/26/2002 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |