Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Hadley Lentz | 306675 | 5 | 07/09/2002 | Customer Dispute | Award / Judgment | $3,476.42 | $2,190.87 | See FINRA Report |
Henry James Danzig | 4154175 | 2 | 07/08/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John David Burgraff | 1410273 | 5 | 07/08/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Frank Anthony Garruzzo | 2525113 | 6 | 07/05/2002 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
Raymond Jay Sinkiewicz | 2293454 | 1 | 07/05/2002 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
David William Jack | 2415526 | 11 | 07/03/2002 | Customer Dispute | Settled | $1,080,430.00 | $0.00 | See FINRA Report |
Steve Robert Bunn | 1484698 | 1 | 07/03/2002 | Customer Dispute | Settled | $448,270.00 | $0.00 | See FINRA Report |
Juan L Elwaw | 2299668 | 2 | 07/03/2002 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
Ira Howard Mark | 2154080 | 4 | 07/02/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Terrance McGowan | 1094156 | 1 | 07/02/2002 | Customer Dispute | Settled | $64,990.40 | $0.00 | See FINRA Report |