Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Walter Brandenburg | 2616429 | 2 | 07/15/2002 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Steven Irwin Gottlieb | 1292187 | 3 | 07/13/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Martin Tanis | 1180348 | 3 | 07/12/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Alice Bernice Chow | 1629566 | 2 | 07/12/2002 | Customer Dispute | Award / Judgment | $1,333,190.00 | $62,028.00 | See FINRA Report |
| Michael Pittman Gee | 2287190 | 3 | 07/11/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Sunil V Seth | 2285933 | 1 | 07/11/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Suzanne Goldstein Priebatsch | 703371 | 1 | 07/11/2002 | Customer Dispute | Denied | $55,934.80 | $0.00 | See FINRA Report |
| Keith Edward Kozak | 2554411 | 1 | 07/10/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brian James Burns | 1548913 | 2 | 07/10/2002 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| Howard Parker | 1032983 | 1 | 07/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |