Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Lawrence Halpern | 234602 | 11 | 07/19/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gloria Ann Walas | 1076428 | 2 | 07/19/2002 | Customer Dispute | Withdrawn | $50,036.00 | $0.00 | See FINRA Report |
| Bill Rickard Corbell | 1095991 | 1 | 07/18/2002 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Victor Allen Peach | 2503367 | 3 | 07/18/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley Theodore Forman | 1186857 | 4 | 07/17/2002 | Customer Dispute | Settled | $238,000.00 | $0.00 | See FINRA Report |
| Yvonne Lisa McGuire | 1498906 | 2 | 07/17/2002 | Customer Dispute | Settled | $11,083.10 | $0.00 | See FINRA Report |
| Damon Kevin Kinzie | 2398517 | 2 | 07/15/2002 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| David Neale Brown | 3091121 | 2 | 07/15/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Owen Earle | 1362142 | 6 | 07/15/2002 | Customer Dispute | Settled | $1,981,500.00 | $0.00 | See FINRA Report |
| David Owen Earle | 1362142 | 6 | 07/15/2002 | Customer Dispute | Award / Judgment | $10,735,000.00 | $50,793.80 | See FINRA Report |