Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Porter Vergon | 2258085 | 2 | 07/26/2002 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Alec Stephen Ardito | 2403801 | 1 | 07/25/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Judson Shore Doster | 2800097 | 1 | 07/25/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Ken Brozki | 1714841 | 4 | 07/25/2002 | Customer Dispute | Settled | $5,400.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Hoppie | 1427680 | 2 | 07/25/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Hugh Brock | 2425944 | 6 | 07/25/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Hugh Brock | 2425944 | 6 | 07/25/2002 | Customer Dispute | Denied | $88,730.00 | $0.00 | See FINRA Report |
| Joe Gene Schmitt | 1915289 | 2 | 07/24/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mari Elaine Elaine Bryan | 2280194 | 3 | 07/24/2002 | Customer Dispute | Denied | $62,202.00 | $0.00 | See FINRA Report |
| Robert Paul Hart | 2313194 | 3 | 07/24/2002 | Customer Dispute | Denied | $94,241.50 | $0.00 | See FINRA Report |