Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Clyde Hansberger | 600817 | 2 | 08/05/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Kenneth Gregory Stewart | 2263310 | 3 | 08/04/2002 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Aldi | 2558960 | 2 | 08/02/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Boyd Endres | 2985003 | 5 | 08/02/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Autumn Buracker Yamamura | 2779252 | 1 | 08/02/2002 | Customer Dispute | Closed-No Action | $202,000.00 | $0.00 | See FINRA Report |
| Timothy John Moriarty | 2125745 | 2 | 08/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Florence L Chang | 2191046 | 1 | 07/30/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dave R Dunham | 1954969 | 1 | 07/29/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| C William Snyder | 1748146 | 1 | 07/29/2002 | Customer Dispute | Denied | $5,487.00 | $0.00 | See FINRA Report |
| Carlos Francisco Fernandez | 2001383 | 3 | 07/27/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |