Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Zowine | 2215066 | 3 | 08/06/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Joseph Reilly | 2463281 | 6 | 08/06/2002 | Customer Dispute | Settled | $275,988.00 | $0.00 | See FINRA Report |
| Stephen Paul Mayrose | 3274464 | 1 | 08/06/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Paul Gobel | 1244705 | 2 | 08/06/2002 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| John Russell Yarnell | 1584902 | 1 | 08/06/2002 | Customer Dispute | Closed-No Action | $384,501.00 | $0.00 | See FINRA Report |
| David Lee Johnson | 259181 | 1 | 08/06/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Paul Gobel | 1244705 | 2 | 08/05/2002 | Customer Dispute | Denied | $8,695.78 | $0.00 | See FINRA Report |
| Eric Leon Applewhite | 1452461 | 3 | 08/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Matthew Sweeney | 2226437 | 2 | 08/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Johnnie Pugliese | 732459 | 1 | 08/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |