Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Rulison | 407131 | 5 | 08/03/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nason Joseph Bouche | 5449892 | 1 | 07/31/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jianmin Gu | 5599295 | 1 | 07/23/2020 | Customer Dispute | Settled | $18,833.00 | $0.00 | See FINRA Report |
| Craig Patrick Cunningham | 2850891 | 2 | 07/21/2020 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |
| Christopher Vito Novielli | 6386078 | 1 | 07/21/2020 | Customer Dispute | Closed-No Action | $101,000.00 | $0.00 | See FINRA Report |
| Stephanie M Brown | 3073638 | 1 | 07/17/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Borislav Valentinov Kolev | 3024003 | 3 | 07/09/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Jeffrey Carr | 1708296 | 2 | 07/06/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jacob Gershon Shapira | 1890969 | 6 | 07/06/2020 | Customer Dispute | Award / Judgment | $3,116,800.00 | $782,279.00 | See FINRA Report |
| Michael Kitlinski | 4422362 | 1 | 06/12/2020 | Customer Dispute | Denied | $44,755.00 | $0.00 | See FINRA Report |