Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Andrew Pfotenhauer | 2710639 | 2 | 08/12/2002 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Stephen Elliot Rudman | 1333716 | 2 | 08/09/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephanie M Ede | 1581059 | 1 | 08/09/2002 | Customer Dispute | Denied | $63,360.50 | $0.00 | See FINRA Report |
| Cyrus Gilbert Abbe | 1341767 | 1 | 08/08/2002 | Customer Dispute | Award / Judgment | $30,000.00 | $0.00 | See FINRA Report |
| Lynn Ann Blanchard | 1393768 | 1 | 08/08/2002 | Customer Dispute | Closed-No Action | $49,000.00 | $0.00 | See FINRA Report |
| Robert Scott Runyan | 2092368 | 2 | 08/08/2002 | Customer Dispute | Denied | $54,312.00 | $0.00 | See FINRA Report |
| Gordon Dreux Pascale | 1242241 | 2 | 08/08/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeremy Craig Mauldin | 4019121 | 1 | 08/08/2002 | Customer Dispute | Denied | $30,020.90 | $0.00 | See FINRA Report |
| Peter James Desnoyers | 1179222 | 1 | 08/07/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Frank Mahoney | 2202743 | 1 | 08/06/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |