Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher James Butler | 1894450 | 9 | 08/20/2002 | Customer Dispute | Award / Judgment | $185,000.00 | $25,000.00 | See FINRA Report |
| Gilbert Zucker | 2505324 | 3 | 08/19/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michele Breen O'Connor | 2164458 | 1 | 08/19/2002 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Aaron Joseph McIntyre | 2223391 | 3 | 08/19/2002 | Customer Dispute | Denied | $245,000.00 | $0.00 | See FINRA Report |
| Peter Wade Bacon | 2315141 | 2 | 08/16/2002 | Customer Dispute | Denied | $25,000,000.00 | $0.00 | See FINRA Report |
| Theresa Elena Chacopulos | 2280421 | 4 | 08/15/2002 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Dino Anthony Capitani | 1458169 | 2 | 08/13/2002 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| John Peter Soliman | 4149178 | 4 | 08/13/2002 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| James William Phillips | 1568151 | 3 | 08/13/2002 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
| Alexander Gordon Arns | 839939 | 2 | 08/12/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |