Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph John Kendrick | 267634 | 2 | 08/26/2002 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Steven Michael Clay | 2749853 | 1 | 08/26/2002 | Customer Dispute | Closed-No Action | $181,000.00 | $0.00 | See FINRA Report |
| Afshin J Safavi | 1889562 | 2 | 08/26/2002 | Customer Dispute | Award / Judgment | $223,000.00 | $103,320.00 | See FINRA Report |
| Roei R Gigi | 4191786 | 2 | 08/23/2002 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Anthony John Callea | 3024090 | 1 | 08/21/2002 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Kevin Thayer Johnson | 2841580 | 2 | 08/21/2002 | Customer Dispute | Denied | $78,000.00 | $0.00 | See FINRA Report |
| Daniel Brian Forman | 2815542 | 1 | 08/21/2002 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| James William Phillips | 1568151 | 3 | 08/21/2002 | Customer Dispute | Settled | $331,500.00 | $0.00 | See FINRA Report |
| Randy Cintron | 2437144 | 1 | 08/21/2002 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Ylisa I Sanford | 3122349 | 3 | 08/20/2002 | Customer Dispute | Denied | $18,478.10 | $0.00 | See FINRA Report |