Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Dunmore Cutler | 1002839 | 1 | 12/05/2020 | Customer Dispute | Denied | $18,775.20 | $0.00 | See FINRA Report |
| Christopher James Butler | 1894450 | 9 | 11/25/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sibyl Woo | 6848719 | 1 | 11/06/2020 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Shu Mei Yu | 4585730 | 1 | 11/05/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Anthony Genco | 4424757 | 1 | 11/03/2020 | Customer Dispute | Settled | $5,162,450.00 | $0.00 | See FINRA Report |
| Michael John Wagner | 4465334 | 3 | 11/03/2020 | Customer Dispute | Settled | $5,162,450.00 | $0.00 | See FINRA Report |
| Allan John Klenke | 2252963 | 1 | 10/09/2020 | Customer Dispute | Settled | $1,700,000.00 | $0.00 | See FINRA Report |
| Steven Christopher Lovell | 5975704 | 3 | 10/02/2020 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Thomas J O'Rourke | 2764727 | 1 | 09/23/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Francis Sorensen | 1929963 | 3 | 09/22/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |