Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian Michael Maguire | 5069359 | 4 | 01/12/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Trevor Paul Shephard | 6162536 | 1 | 01/12/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Anthony Butler | 1138534 | 2 | 12/31/2020 | Customer Dispute | Award / Judgment | $1,590,300.00 | $165,708.00 | See FINRA Report |
| James Richard Sophia | 3222645 | 5 | 12/22/2020 | Customer Dispute | Dismissed | $88,650.00 | $0.00 | See FINRA Report |
| Christopher Philip Arnella | 4886531 | 2 | 12/18/2020 | Customer Dispute | Settled | $6,500,000.00 | $0.00 | See FINRA Report |
| Sarah Gabrielle Montoya | 5973901 | 1 | 12/09/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Benjamin Franklin Duckett | 6143741 | 1 | 12/09/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Harry Douvadjian | 1506869 | 4 | 12/09/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Knox Parker | 5153651 | 1 | 12/08/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lori Anne Caumeil | 4637643 | 1 | 12/07/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |