Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Borami Yoon | 6864788 | 2 | 03/25/2021 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Bruce Kennedy | 5087483 | 1 | 03/19/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andres Felipe Herrera | 5092033 | 1 | 03/12/2021 | Customer Dispute | Final | $2,000,000.00 | $0.00 | See FINRA Report |
| Harsh B Jayaswal | 5132334 | 4 | 03/08/2021 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Steven Michael Pompan | 4141132 | 2 | 02/22/2021 | Customer Dispute | Denied | $220,000.00 | $0.00 | See FINRA Report |
| Marshall Maximilian Grant | 2138912 | 2 | 02/22/2021 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| James Vincent Pucciarelli | 731754 | 2 | 02/11/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Cristiano Tempo Castellini | 2954284 | 3 | 02/09/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Peter Wroblewski | 6158332 | 3 | 02/03/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Christopher Lovell | 5975704 | 3 | 02/02/2021 | Customer Dispute | Denied | $5,139.72 | $0.00 | See FINRA Report |