Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Kibbe Matthews | 1928059 | 1 | 06/25/2021 | Customer Dispute | Award / Judgment | $972,124.00 | $0.00 | See FINRA Report |
| Todd John Mulligan | 5178269 | 1 | 06/25/2021 | Customer Dispute | Award / Judgment | $972,124.00 | $0.00 | See FINRA Report |
| Joy Daye Northam | 2192007 | 4 | 06/07/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Taylor Keeney Frucce | 5151117 | 1 | 05/24/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Harold Jonah | 1230658 | 4 | 05/21/2021 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Stephen Charles Scott | 5553385 | 1 | 04/29/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Allen Payne | 1282970 | 1 | 04/23/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Angela Louise Denham | 2015991 | 1 | 04/23/2021 | Customer Dispute | Final | $50,000.00 | $0.00 | See FINRA Report |
| Daniel Jay Sherman | 2136218 | 2 | 04/09/2021 | Customer Dispute | Settled | $259,743.00 | $0.00 | See FINRA Report |
| Henry Marin | 4274808 | 1 | 03/25/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |