Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alicia Lynn Blencke | 2407721 | 1 | 11/09/2022 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Erik Joel Zwilling | 4208417 | 1 | 11/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hercules Vicente Rosario | 6415813 | 1 | 11/08/2022 | Customer Dispute | Denied | $19,341.90 | $0.00 | See FINRA Report |
| Horace McDonald Barker | 1639677 | 1 | 11/02/2022 | Customer Dispute | Pending | $1,608,880.00 | $0.00 | See FINRA Report |
| James E. Flood | 4252893 | 1 | 11/02/2022 | Customer Dispute | Pending | $35,246.00 | $0.00 | See FINRA Report |
| David William Jack | 2415526 | 9 | 10/31/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David N Liguori | 5521609 | 1 | 10/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clinton Edward Curtright | 5921560 | 1 | 10/25/2022 | Customer Dispute | Pending | $6,000,000.00 | $0.00 | See FINRA Report |
| Todd N Nuss | 5288692 | 1 | 10/24/2022 | Customer Dispute | Pending | $10,000,000.00 | $0.00 | See FINRA Report |
| Brandon P Cohen | 5994953 | 1 | 10/21/2022 | Customer Dispute | Pending | $27,000.00 | $0.00 | See FINRA Report |