Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Spencer Horowitz | 6905907 | 1 | 08/03/2021 | Customer Dispute | Denied | $7,800.00 | $0.00 | See FINRA Report |
| Thomas Clarke Octigan | 350953 | 3 | 07/30/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Baird Neville | 732608 | 1 | 07/29/2021 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |
| Sylvia Herman Gort | 4368715 | 1 | 07/29/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marc Israel Karetsky | 1155033 | 2 | 07/29/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Ryan Peterson | 4556938 | 1 | 07/22/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Joseph Crain | 1425705 | 1 | 07/22/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew C Henning | 6151337 | 1 | 06/30/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Errol Kenneth Furst | 1905685 | 2 | 06/29/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Walter Wells | 3053517 | 6 | 06/27/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |