Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul A Saldana | 4137683 | 1 | 10/28/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alina Leganoa | 5035983 | 1 | 10/20/2021 | Customer Dispute | Denied | $229,703.00 | $0.00 | See FINRA Report |
| Ron Keith Phillips | 2823393 | 6 | 10/14/2021 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Ryan Andrew Young | 7341972 | 1 | 10/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael W Harris | 4583835 | 1 | 10/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Atkinson Lobb II | 848408 | 1 | 09/20/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jacob Gershon Shapira | 1890969 | 6 | 09/14/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Andrew Rochester | 2128760 | 2 | 09/03/2021 | Customer Dispute | Award / Judgment | $1,238,520.00 | $0.00 | See FINRA Report |
| Roy L Pfeffer | 6164697 | 1 | 08/24/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael John Wagner | 4465334 | 3 | 08/16/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |