Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Michael Gallea | 713980 | 4 | 01/06/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeff S Mash | 1296714 | 11 | 12/28/2021 | Customer Dispute | Denied | $225,000.00 | $0.00 | See FINRA Report |
| Thomas Albert Assalone | 1543828 | 1 | 12/16/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael W Butt | 1719917 | 1 | 12/16/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Derek Johnson | 2922680 | 1 | 12/10/2021 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| David Randall Lehnertz | 2287146 | 2 | 12/03/2021 | Customer Dispute | Denied | $5,000,000.00 | $0.00 | See FINRA Report |
| Efthimios I Emmanouilidis | 1114782 | 15 | 12/03/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Craig Bonds | 1867556 | 5 | 12/03/2021 | Customer Dispute | Denied | $5,000,000.00 | $0.00 | See FINRA Report |
| Timothy G Jennings | 4553681 | 1 | 11/09/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roy Daniel Budd | 34635 | 2 | 11/08/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |