Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Michael Hollander | 1197025 | 1 | 02/17/2022 | Customer Dispute | Award / Judgment | $2,500,000.00 | $200,000.00 | See FINRA Report |
| David William Lewis | 1175193 | 5 | 02/15/2022 | Customer Dispute | Settled | $44,342.00 | $0.00 | See FINRA Report |
| David William Lewis | 1175193 | 5 | 02/15/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Heather Lynn Lucas | 4189907 | 1 | 02/02/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Korbin Dickson | 4287732 | 2 | 01/25/2022 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Gregg William Gravenstine | 1762521 | 4 | 01/24/2022 | Customer Dispute | Withdrawn | $284,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Fischer | 1882653 | 2 | 01/20/2022 | Customer Dispute | Denied | $16,500.00 | $0.00 | See FINRA Report |
| Mark Christopher Payne | 6803556 | 1 | 01/19/2022 | Customer Dispute | Settled | $15,531,600.00 | $0.00 | See FINRA Report |
| Michael John Wagner | 4465334 | 3 | 01/19/2022 | Customer Dispute | Settled | $15,531,600.00 | $0.00 | See FINRA Report |
| Dan Olin Schlegelmilch | 1810069 | 1 | 01/10/2022 | Customer Dispute | Denied | $311,000.00 | $0.00 | See FINRA Report |