Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Andrew Hartman | 2463459 | 2 | 03/16/2022 | Customer Dispute | Denied | $99,485.80 | $0.00 | See FINRA Report |
| Shu Zhang | 5375474 | 1 | 03/14/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Francis Higgins | 2016375 | 1 | 03/08/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Armen C Doyan | 6637258 | 1 | 03/05/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Michael Willer | 6470547 | 1 | 03/03/2022 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Clifford Andres Gramer | 5150875 | 2 | 03/03/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith Bradley Smithers | 1550024 | 2 | 03/02/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David William Lewis | 1175193 | 5 | 02/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Diana S Poole | 6292305 | 1 | 02/24/2022 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Robert N Newman | 4237176 | 7 | 02/24/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |