Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Prange Krawitt | 2333128 | 3 | 04/26/2022 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Gregory Michael Pidgeon | 5952532 | 1 | 04/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jorge Alberto Maldonado | 4794530 | 1 | 04/07/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ron Keith Phillips | 2823393 | 6 | 04/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ioulia Sergeyevna Nikiforova | 6211983 | 1 | 04/01/2022 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Jennifer Ann Ziegler | 5222646 | 1 | 03/29/2022 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Santiago Rafael Hernandez Garcia | 6362515 | 1 | 03/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeronimo Eduardo Del Villar | 6162284 | 1 | 03/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence William Catena | 2037155 | 2 | 03/24/2022 | Customer Dispute | Settled | $1,625,990.00 | $0.00 | See FINRA Report |
| Chad Heffron | 5369715 | 1 | 03/18/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |