Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Jay Dotolo | 1741752 | 1 | 05/23/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann McGinley | 1104676 | 3 | 05/20/2022 | Customer Dispute | Settled | $94,978.00 | $0.00 | See FINRA Report |
| Paul Thomas Pavelski | 1843721 | 4 | 05/18/2022 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Daniel Philip Freeman | 5828144 | 1 | 05/13/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shelley Lucas Bennett | 5899626 | 1 | 05/11/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lawrence William Catena | 2037155 | 2 | 05/10/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Drew Randall Pickard | 2387742 | 5 | 05/09/2022 | Customer Dispute | Settled | $5,200.00 | $0.00 | See FINRA Report |
| Gregory Hugh Cousins | 2150397 | 2 | 05/06/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joseph Mark Furlong | 2860447 | 2 | 05/02/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Anthony Michael Gallea | 713980 | 4 | 04/26/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |