Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elisabeth Mae Andreason | 4540825 | 1 | 06/16/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Erin McCarthy Halprin | 5708424 | 2 | 06/13/2022 | Customer Dispute | Denied | $12,652.20 | $0.00 | See FINRA Report |
| Erin McCarthy Halprin | 5708424 | 2 | 06/13/2022 | Customer Dispute | Denied | $32,046.70 | $0.00 | See FINRA Report |
| Kenneth A Diblasi | 5664466 | 1 | 06/07/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charlie Abraham Ramos | 4109161 | 1 | 06/07/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Erin Schornack Dickes | 2787956 | 1 | 06/06/2022 | Customer Dispute | Settled | $177,660.00 | $0.00 | See FINRA Report |
| Roei R Gigi | 4191786 | 2 | 05/27/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Kress Williams | 4805974 | 1 | 05/27/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kent D Hageman | 1625519 | 1 | 05/25/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Hadley Lentz | 306675 | 5 | 05/25/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |