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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 201-210 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Scott Bradley2414494207/19/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Edwin Corby Bertolett1453398307/18/2022Customer DisputeDenied$100,000.00$0.00See FINRA Report
Ximena Shannon2570692107/14/2022Customer DisputeDenied$0.00$0.00See FINRA Report
John Walter Cary872115107/13/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Scott Curtis Wilson861144307/11/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Lilly Ann Cuaron Castro5510204107/04/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Lawrence Steven Perl1491238106/23/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Muhammad Atif Siddiqi4234395106/22/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Laura Russell-Jones5374474106/22/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Richard K Lawrence6860750106/21/2022Customer DisputeDenied$0.00$0.00See FINRA Report

4,993 Results

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