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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 5,373 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gianluca de Berardinis4893776112/06/2022Customer DisputePending$0.00$0.00See FINRA Report
Christopher G. Stimming2541380312/01/2022Customer DisputeDenied$56,462.60$0.00See FINRA Report
John Franklin Thomas4735435112/01/2022Customer DisputePending$11,000.00$0.00See FINRA Report
Joseph Paul Ganun2358305411/17/2022Customer DisputePending$0.00$0.00See FINRA Report
Christian Michael Maguire5069359411/15/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Kathleen McNicholas Entwistle2832985211/15/2022Customer DisputePending$500,000.00$0.00See FINRA Report
Neil Jeffrey Lerner836146411/14/2022Customer DisputePending$27,775.00$0.00See FINRA Report
Jeffrey D. Peyser4535614111/14/2022Customer DisputePending$0.00$0.00See FINRA Report
Peter James Costello5799429111/10/2022Customer DisputeDenied$11,300.00$0.00See FINRA Report
Walter Chaing Lay Lim1747688211/10/2022Customer DisputePending$673,000.00$0.00See FINRA Report

5,373 Results

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