Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gianluca de Berardinis | 4893776 | 1 | 12/06/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Christopher G. Stimming | 2541380 | 3 | 12/01/2022 | Customer Dispute | Denied | $56,462.60 | $0.00 | See FINRA Report |
John Franklin Thomas | 4735435 | 1 | 12/01/2022 | Customer Dispute | Pending | $11,000.00 | $0.00 | See FINRA Report |
Joseph Paul Ganun | 2358305 | 4 | 11/17/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Christian Michael Maguire | 5069359 | 4 | 11/15/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kathleen McNicholas Entwistle | 2832985 | 2 | 11/15/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
Neil Jeffrey Lerner | 836146 | 4 | 11/14/2022 | Customer Dispute | Pending | $27,775.00 | $0.00 | See FINRA Report |
Jeffrey D. Peyser | 4535614 | 1 | 11/14/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Peter James Costello | 5799429 | 1 | 11/10/2022 | Customer Dispute | Denied | $11,300.00 | $0.00 | See FINRA Report |
Walter Chaing Lay Lim | 1747688 | 2 | 11/10/2022 | Customer Dispute | Pending | $673,000.00 | $0.00 | See FINRA Report |