Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael David Sherrill | 1261298 | 5 | 07/15/2024 | Customer Dispute | Pending | $33,949.00 | $0.00 | See FINRA Report |
| Michael Jay Freiman | 726784 | 1 | 06/27/2024 | Customer Dispute | Pending | $6,561.10 | $0.00 | See FINRA Report |
| Traci Lynn Marchi | 3149504 | 1 | 06/27/2024 | Customer Dispute | Pending | $370,464.00 | $0.00 | See FINRA Report |
| Matthew Newcomb McKenzie | 2200274 | 1 | 06/24/2024 | Customer Dispute | Settled | $9,634.00 | $0.00 | See FINRA Report |
| Borami Yoon | 6864788 | 2 | 06/20/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Cassa | 2575236 | 2 | 06/10/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Pavelski | 1843721 | 4 | 06/06/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gregory Hugh Cousins | 2150397 | 2 | 05/23/2024 | Customer Dispute | Denied | $231,414.00 | $0.00 | See FINRA Report |
| James Michael Moriarity | 2263987 | 1 | 05/21/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Richard Sophia | 3222645 | 5 | 05/21/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |