Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristina Dawn Gruett | 2600368 | 1 | 12/12/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Franklin Thomas | 4735435 | 1 | 12/01/2022 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Christopher G Stimming | 2541380 | 3 | 12/01/2022 | Customer Dispute | Denied | $56,462.60 | $0.00 | See FINRA Report |
| Joseph Paul Ganun | 2358305 | 4 | 11/17/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christian Michael Maguire | 5069359 | 4 | 11/15/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kathleen McNicholas Entwistle | 2832985 | 1 | 11/15/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Peter James Costello | 5799429 | 1 | 11/10/2022 | Customer Dispute | Denied | $11,300.00 | $0.00 | See FINRA Report |
| Walter Chaing Lay Lim | 1747688 | 2 | 11/10/2022 | Customer Dispute | Denied | $673,000.00 | $0.00 | See FINRA Report |
| Alicia Lynn Blencke | 2407721 | 1 | 11/09/2022 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Erik Joel Zwilling | 4208417 | 1 | 11/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |