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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 151-160 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Leslie Peter Degroot2178910102/01/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Edward Hack1268219301/25/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Jay Alan Lipman1528277101/23/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Nicholas Robert Hasselkus3257152301/13/2023Customer DisputeSettled$20,000.00$0.00See FINRA Report
George James Salidas4296210112/29/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Daniel Hale Sears2191530112/29/2022Customer DisputePending$800,000.00$0.00See FINRA Report
Steven Christopher Lovell5975704312/22/2022Customer DisputeSettled$18,604.40$0.00See FINRA Report
Terence Joseph Hardy6419109112/17/2022Customer DisputeDenied$33,000.00$0.00See FINRA Report
David J Donovan1294119212/14/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Christopher S Schofield2175959312/13/2022Customer DisputeSettled$130,000.00$0.00See FINRA Report

4,993 Results

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