Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cathy Diane Shattuck | 1822443 | 7 | 10/22/2009 | Customer Dispute | Denied | $5,919.00 | $0.00 | See FINRA Report |
| Dennis Michael Williams | 1360490 | 2 | 10/22/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arthur Douglas Stevens | 435787 | 1 | 10/21/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Daniel Dennis Crawford | 1139983 | 2 | 10/21/2009 | Customer Dispute | Settled | $1,865,650.00 | $0.00 | See FINRA Report |
| Raymond Lee Ruysschaert | 1304135 | 1 | 10/21/2009 | Customer Dispute | Denied | $7,260.00 | $0.00 | See FINRA Report |
| Michael Wayne Dimmel | 1440223 | 2 | 10/19/2009 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Charles S Esquivel | 2862284 | 2 | 10/19/2009 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Paul Fabian Bendersky | 4185745 | 1 | 10/14/2009 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Dresel | 3091124 | 3 | 10/14/2009 | Customer Dispute | Settled | $20,000,000.00 | $0.00 | See FINRA Report |
| George Galanis | 2206466 | 2 | 10/14/2009 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |