Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Olga Cristina Blanchette | 4789469 | 2 | 03/15/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Justin Caruso | 735475 | 2 | 03/13/2023 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Charles Arnold Minter | 5288477 | 1 | 03/13/2023 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Robert N Newman | 4237176 | 7 | 02/27/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Darren Ross Edwards | 4545235 | 1 | 02/23/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Frank Feipang Auyeung | 2256932 | 1 | 02/16/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael John Ricca | 2156525 | 1 | 02/09/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Springman | 5869953 | 1 | 02/07/2023 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Scott Paul Schlett | 2111952 | 4 | 02/03/2023 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Christopher Amato | 3232432 | 1 | 02/03/2023 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |