Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Adam Grosswald | 2402404 | 1 | 11/02/2009 | Customer Dispute | Denied | $229,450.00 | $0.00 | See FINRA Report |
| Paul Russell Snider | 2250122 | 2 | 11/02/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Sean Mark Fetterman | 1918944 | 3 | 10/30/2009 | Customer Dispute | Settled | $98,342.00 | $0.00 | See FINRA Report |
| Mark Thomas Rizzieri | 2587459 | 1 | 10/29/2009 | Customer Dispute | Award / Judgment | $10,000.00 | $3,000.00 | See FINRA Report |
| Scott Curtis Wilson | 861144 | 3 | 10/29/2009 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Carolyn R Kohn | 2510453 | 2 | 10/29/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Craig Irwin Bloom | 1664043 | 2 | 10/27/2009 | Customer Dispute | Withdrawn | $1,000,000.00 | $0.00 | See FINRA Report |
| Kyle Waller Poland | 5283553 | 1 | 10/27/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Dennis Michael Ryan | 2724819 | 3 | 10/27/2009 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jonathan Ephraim Sharbani | 2855741 | 2 | 10/22/2009 | Customer Dispute | Denied | $8,427.25 | $0.00 | See FINRA Report |