Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Claes Johan Molander | 3211346 | 1 | 11/13/2009 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Graham Victor Fuguitt | 2703928 | 1 | 11/10/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert David Sherwin | 732409 | 8 | 11/09/2009 | Customer Dispute | Settled | $1,800,000.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Miller | 1316013 | 1 | 11/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Rosen | 730376 | 3 | 11/06/2009 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Matthew Wayne Anderson | 4783763 | 7 | 11/06/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Patrick O'Brien | 2998209 | 2 | 11/06/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Efthimios I Emmanouilidis | 1114782 | 15 | 11/05/2009 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Troy E Rothmann | 4388701 | 2 | 11/03/2009 | Customer Dispute | Denied | $72,596.00 | $0.00 | See FINRA Report |
| Brian F Wilder | 4162547 | 2 | 11/03/2009 | Customer Dispute | Denied | $362,193.00 | $0.00 | See FINRA Report |