Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Brent Maratea | 1278603 | 5 | 12/03/2009 | Customer Dispute | Settled | $278,000.00 | $0.00 | See FINRA Report |
| Lydia Michelle Hopps | 2814712 | 2 | 12/03/2009 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Marina Rodriguez | 4621777 | 1 | 12/03/2009 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Michael Alan Johnston | 2654000 | 3 | 12/01/2009 | Customer Dispute | Settled | $9,300,000.00 | $0.00 | See FINRA Report |
| Joseph Nicholas Silich | 2244863 | 1 | 11/30/2009 | Customer Dispute | Denied | $93,245.70 | $0.00 | See FINRA Report |
| Anthony Aris Dertouzos | 4025638 | 2 | 11/27/2009 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Blumenthal | 1361844 | 4 | 11/27/2009 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Barry Steven Gallun | 1040982 | 2 | 11/24/2009 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Avigail Benderly Rosemore | 2972947 | 2 | 11/24/2009 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Avi Greenlinger | 3229569 | 1 | 11/24/2009 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |