Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Thomas Roth | 4382114 | 1 | 01/14/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Evan Kenneth Dangel | 1580978 | 3 | 01/13/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Derek Ross Levy | 1979338 | 2 | 01/13/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Christine Noelle Cote | 862222 | 3 | 01/12/2010 | Customer Dispute | Settled | $438,000.00 | $0.00 | See FINRA Report |
| Gary Richard Patterson | 1542843 | 3 | 01/12/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael J Maher | 2293813 | 1 | 01/08/2010 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Raju Madhukar Pathak | 1581651 | 3 | 01/04/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Wayne Alderman | 2466598 | 4 | 12/29/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Thomas Curtis | 1019695 | 1 | 12/29/2009 | Customer Dispute | Settled | $165,090.00 | $0.00 | See FINRA Report |
| Shawn Keith Liebel | 3164465 | 1 | 12/28/2009 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |