Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven F Zatkin | 1332148 | 1 | 02/03/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| John Alfred Hochstrasser | 1006960 | 1 | 02/02/2010 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| John Adrian Zaro | 5055709 | 1 | 02/02/2010 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Michael Scott Barron | 2499497 | 4 | 01/26/2010 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Nathan John Huveldt | 3257788 | 3 | 01/26/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francis Joseph Dolan | 1456000 | 2 | 01/25/2010 | Customer Dispute | Denied | $263,000.00 | $0.00 | See FINRA Report |
| Matthew Wayne Anderson | 4783763 | 7 | 01/24/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sue S van Der Linden | 2543324 | 2 | 01/23/2010 | Customer Dispute | Settled | $56,354.00 | $0.00 | See FINRA Report |
| Richard Allan Jenkin | 2262534 | 3 | 01/15/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan David Usich | 2798173 | 2 | 01/15/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |