Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Robert White | 1563458 | 1 | 02/12/2010 | Customer Dispute | Denied | $10,083.20 | $0.00 | See FINRA Report |
| Tate Lindsey | 1051493 | 2 | 02/12/2010 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Donald Alexander Nowak | 1100975 | 4 | 02/12/2010 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| David Howard Beyer | 826240 | 3 | 02/11/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael Gene Sperlinga | 2471775 | 10 | 02/10/2010 | Customer Dispute | Award / Judgment | $282,082.00 | $89,409.90 | See FINRA Report |
| Daniel Allen Davis | 1649561 | 2 | 02/10/2010 | Customer Dispute | Withdrawn | $11,450,000.00 | $0.00 | See FINRA Report |
| Joseph B Hoffmeier | 2311336 | 1 | 02/09/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Yvonne Lisa McGuire | 1498906 | 2 | 02/09/2010 | Customer Dispute | Denied | $8,705.91 | $0.00 | See FINRA Report |
| Michael Charles Montgomery | 1302606 | 2 | 02/08/2010 | Customer Dispute | Settled | $2,800,000.00 | $0.00 | See FINRA Report |
| Steven John Trinkala | 2678912 | 2 | 02/08/2010 | Customer Dispute | Final | $2,500,000.00 | $0.00 | See FINRA Report |