Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Anthony Longo | 1758484 | 2 | 03/02/2010 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Sun Y Hong | 4313920 | 2 | 03/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Trent Thomas | 2588705 | 1 | 03/01/2010 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Laurance R Clark | 1189778 | 3 | 03/01/2010 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Ian R Fitz-Patrick | 4479936 | 1 | 02/27/2010 | Customer Dispute | Closed-No Action | $21,000.00 | $0.00 | See FINRA Report |
| Shiela Hingorani | 2525024 | 1 | 02/22/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Gershenson | 706058 | 2 | 02/22/2010 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| John William Ryan | 1022094 | 3 | 02/22/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James R McIntire | 2297615 | 2 | 02/17/2010 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Larry Edward Wachtel | 1723958 | 5 | 02/16/2010 | Customer Dispute | Settled | $303,124.00 | $0.00 | See FINRA Report |