Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gordon Paul Sinkoff | 705936 | 4 | 03/16/2010 | Customer Dispute | Settled | $59,994.00 | $0.00 | See FINRA Report |
| Geoffrey Paul Schroeder | 1002289 | 2 | 03/15/2010 | Customer Dispute | Settled | $352,000.00 | $0.00 | See FINRA Report |
| Amber Marie Terry | 4996914 | 1 | 03/11/2010 | Customer Dispute | Settled | $7,289.74 | $0.00 | See FINRA Report |
| Benjamin Elie Aslan | 2920808 | 2 | 03/10/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lisa Marie Santo | 1329706 | 3 | 03/09/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Stephen D Guttenberg | 2455468 | 3 | 03/08/2010 | Customer Dispute | Award / Judgment | $40,000.00 | $0.00 | See FINRA Report |
| James Morris Jones | 1238944 | 1 | 03/08/2010 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Hector Edgardo Contreras | 4580070 | 1 | 03/04/2010 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Anthony Paul Catalano | 1096389 | 2 | 03/03/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Howard Easom | 1157844 | 3 | 03/02/2010 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |