Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David A Schneider | 5788527 | 2 | 04/03/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael David Sherrill | 1261298 | 5 | 03/30/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Gregory Robert Sain | 1629842 | 4 | 03/24/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ricardo Leirra Desoto | 6175039 | 1 | 03/21/2023 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Brian Ray Snyder | 7286821 | 1 | 03/21/2023 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Paul Stuart Mandel | 1970104 | 2 | 03/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Smulevitz | 6227365 | 1 | 03/19/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sean P Righter | 5419832 | 2 | 03/17/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Farrell | 2572550 | 1 | 03/16/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Damon Martin Gallagher | 2693825 | 1 | 03/16/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |