Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Michael Brown | 3013526 | 1 | 03/29/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Smith | 2336683 | 1 | 03/26/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel John Shannon | 1433448 | 2 | 03/26/2010 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Tracy M Varano-Garrison | 2259589 | 1 | 03/26/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Jon Montgomery Willhite | 1695481 | 1 | 03/22/2010 | Customer Dispute | Settled | $131,000.00 | $0.00 | See FINRA Report |
| Michelle Booker Bennett | 1573119 | 1 | 03/22/2010 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| Michael William See | 4436098 | 1 | 03/18/2010 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| John Charles Daugherty | 2463445 | 2 | 03/18/2010 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Barbara Jill Finder | 1137670 | 3 | 03/17/2010 | Customer Dispute | Settled | $137,167.00 | $0.00 | See FINRA Report |
| Christopher David Guarino | 2068561 | 3 | 03/16/2010 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |