Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Catherine Ann Eklund Mares | 1634650 | 2 | 04/27/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Howard Davis | 1264575 | 6 | 04/21/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bruce Randolph Seligman | 418469 | 6 | 04/21/2010 | Customer Dispute | Settled | $138,000.00 | $0.00 | See FINRA Report |
| Mark Walter Wells | 3053517 | 6 | 04/14/2010 | Customer Dispute | Settled | $35,004.00 | $0.00 | See FINRA Report |
| Brandon Michael Gioia | 2910474 | 2 | 04/12/2010 | Customer Dispute | Settled | $98,000.00 | $0.00 | See FINRA Report |
| Larry Greg Fullmer | 1736666 | 2 | 04/12/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Daniel Potter Hawkins | 2969361 | 1 | 04/12/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Stanford Bernard Firestone | 208202 | 1 | 04/06/2010 | Customer Dispute | Settled | $47,944.60 | $0.00 | See FINRA Report |
| Victoria Jiang Cacciamatta | 4782891 | 1 | 03/30/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Frank Anthony Garruzzo | 2525113 | 6 | 03/30/2010 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |