Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jordan Keith Rhodes | 3082566 | 2 | 05/11/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Edward Bernard Coward | 3229644 | 1 | 05/11/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Michael Paul Roberts | 2229636 | 3 | 05/10/2010 | Customer Dispute | Settled | $1,770,000.00 | $0.00 | See FINRA Report |
| Jorge Roberto Guerra | 1505056 | 2 | 05/04/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Christopher Matthew Fox | 2376642 | 1 | 04/29/2010 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Matthew Michael Becker | 2528073 | 4 | 04/28/2010 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Daniel Clay Winnette | 4335894 | 1 | 04/28/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua David Riga | 5020136 | 1 | 04/27/2010 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Steven Haag Riga | 1067093 | 4 | 04/27/2010 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Charles Donald Lombardi | 2846847 | 2 | 04/27/2010 | Customer Dispute | Denied | $68,000.00 | $0.00 | See FINRA Report |