Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clement Chi Wai Wong | 4845764 | 1 | 05/18/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jesse Gaudenio Vitagliano | 2843181 | 6 | 05/18/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Rogers Brennan | 2878765 | 1 | 05/18/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Justin Kern | 4681941 | 1 | 05/17/2010 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Jeffrey Warren Schwartz | 2581755 | 1 | 05/14/2010 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| Michael Allen Schwartz | 416383 | 1 | 05/14/2010 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| Glenn Alan Kolososki | 1345721 | 1 | 05/14/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Renee Emma Schwartz | 2088687 | 1 | 05/14/2010 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| Timothy Vincent Carboni | 2198401 | 1 | 05/13/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Linda Joyce Rhodes | 818928 | 1 | 05/11/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |